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广州市(南沙区、荔湾区、越秀区、天河区、从化区、白云区、增城区、番禺区、海珠区、花都区、黄埔区)








河源市(和平县、东源县、紫金县、龙川县、连平县、源城区)








江门市(新会区、台山市、蓬江区、恩平市、江海区、鹤山市、开平市)








抚州市(金溪县、广昌县、崇仁县、东乡区、乐安县、南城县、南丰县、资溪县、临川区、宜黄县、黎川县)








通辽市(科尔沁区、科尔沁左翼中旗、库伦旗、霍林郭勒市、开鲁县、科尔沁左翼后旗、奈曼旗、扎鲁特旗)








钦州市(浦北县、灵山县、钦南区、钦北区)








朔州市(右玉县、应县、平鲁区、怀仁市、山阴县、朔城区)








福州市(闽清县、闽侯县、连江县、台江区、平潭县、晋安区、福清市、永泰县、鼓楼区、仓山区、长乐区、罗源县、马尾区)








张掖市(肃南裕固族自治县、临泽县、高台县、山丹县、甘州区、民乐县)








泸州市(古蔺县、纳溪区、合江县、泸县、龙马潭区、江阳区、叙永县)








东营市(东营区、广饶县、河口区、垦利区、利津县)








嘉峪关市








那曲市(聂荣县、双湖县、尼玛县、嘉黎县、安多县、色尼区、索县、巴青县、申扎县、比如县、班戈县)








咸阳市(长武县、渭城区、乾县、淳化县、礼泉县、武功县、旬邑县、三原县、彬州市、秦都区、兴平市、泾阳县、杨陵区、永寿县)

  一、维权案件得到推进

  针对中泰化学证券虚假陈述责任纠纷案,上海沪紫律师事务所刘鹏律师团队已递交部分案件递交法院立案。

  回溯本案,2024年3月19日,公司因涉嫌信息披露违法违规收到证监会出具的立案告知书,随后在3月24日晚间,再曝出控股股东被立案调查,公司和控股股东接连收到《监管措施决定书》,多名高管被警示。3月28日公司公告称收到证监会下发的《行政处罚事先告知书》,5月17日,该公司及相关责任人收到《行政处罚决定书》。

  公司从立案到处罚的时间并不长,当时受此事影响股价下跌,对投资者造成了一定的损失。上市公司信息披露是连接上市公司与投资者最重要的环节,是投资者了解上市公司治理结构、财务状况及经营管理的主要渠道,对投资者决策意义重大。随后该公司被投资者提起诉讼。

  二、具体违规内容

  决定书中披露了公司有三项违规事实:

  其一2022年年度报告中存在虚假记载,主要为核算方法错误导致2022年年报虚增收入和虚增成本。

  其二未及时披露控股股东及其关联方非经营性资金占用的关联交易以及2021年年度报告、2022年年度报告中存在重大遗漏。该公司及其子公司通过直接或间接支付预付款、代垫费用等形式,向控股股东及其关联方提供资金支持,构成非经营性资金占用且未及时披露,截止目前,上述资金已归还完毕。

  其三案涉公司债券及债务融资工具存续期披露的年度报告存在虚假记载、重大遗漏,相关债券募集说明书信息披露不准确。主要为上述2022年虚增收入、虚增成本及2021、2022年未披露控股股东及其关联方非经营性资金占用的关联交易,分别导致相关募集说明书所引用的相关财务报告数据不准确及债券存续期年度报告存在虚假记载、重大遗漏。

  三、投资者维权条件

  近年来,中国证监会持续改进监管执法工作,健全执法体制机制,一批重大典型案件得到及时惩处,投资者可积极维护自身合法权益。

  根据相关法律法规,暂定于2021年4月10日-2024年3月19日期间买入,并在2024年3月20日之后卖出或仍持有而亏损的投资者可参与维权登记,维权主张的是区间内的亏损额,与后期股票是否涨回和持有与否无关。

  本文由上海沪紫律师事务所刘鹏律师供稿,不代表新浪财经的观点。刘鹏律师,专注证券维权19年,自2006年执业以来,成功为中青宝、国华网安(维权)、劲嘉股份(维权)等300余家上市公司的中小投资者成功维权,案件在办数量超过14000起,胜诉率达99.2%。作为业内资深证券维权律师,刘鹏律师精准把握案件核心,诉讼经验丰富,索赔策略高效,为投资者争取最大权益,维权实力行业领先。证券维权,选对律师是关键!专业决定胜算,经验确保结果,首选刘鹏律师,让您的索赔更稳妥、更高效!)

  4月18日,山西证监局发布公告,对东杰智能科技集团股份有限公司董事、总经理蔺万焕采取出具警示函的行政监管措施,并记入证券期货市场诚信档案。

  公告显示,蔺万焕在担任东杰智能科技集团股份有限公司董事、总经理期间存在短线交易行为。上述行为违反了《证券法》第四十四条第一款的规定。

  基于上述违规行为,依据《证券法》第一百七十条第二款的规定,山西证监局决定对蔺万焕采取出具警示函的监督管理措施,并记入证券期货市场诚信档案,、

  公开资料显示,东杰智能成立于1995年12月,主要经营业务包括流自动化生产线、输送线、电气设备、工业机器人等的设计、制造、安装、调试。截止发稿,公司总市值为25.32亿。

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