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他的白月光HvH笔趣阁团叽叽-带你体验一场前所未有的骑马冒险之旅
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他的白月光HvH笔趣阁团叽叽-带你体验一场前所未有的骑马冒险之旅

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400电话:123456(点击咨询)
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枣庄市(薛城区、滕州市、台儿庄区、市中区、峄城区、山亭区)

  随着各地公务员招录名单陆续公示,金融从业者跨界进入体制的现象引发市场关注。

  国家税务总局北京市税务局4月14日发布2025年度公务员录用公示名单显示,西南证券保荐代表人郭蒙蒙拟任第五稽查局一级主任科员及以下。

  值得注意的是,2024年12月,郭蒙蒙身为海宏液压创业板IPO项目保荐代表人,存在对相关违法违规行为核查不到位的情况,被深交所通报批评。

  4月18日,浙江证监局发布公告,对浙江安诚数盈投资管理有限公司(以下简称“安诚数盈”)及王锋采取出具警示函的行政监管措施,并记入证券期货市场诚信档案。

  公告显示,安诚数盈在开展私募基金业务中存在部分产品具有通道业务特征,主动管理不足,并根据信托建议要求对雪球产品采用成本法估值的行为,违反了《私募投资基金监督管理暂行办法》(证监会令第105号)第四条第一款的规定。

  王锋作为公司法定代表人、董事长,未谨慎勤勉履行相关职责与义务,对安诚数盈上述问题负有主要责任,违反了《私募投资基金监督管理暂行办法》(证监会令第105号)第四条第二款的规定。

  基于上述违规行为,根据《私募投资基金监督管理暂行办法》(证监会令第105号)第三十三条的规定,浙江证监局决定对安诚数盈及王锋采取出具警示函的监督管理措施,并记入证券期货市场诚信档案。

  4月18日,浙江证监局发布公告,对思梵私募基金管理(杭州)有限公司(以下简称“思梵私募”)及刘汉青、丁俊采取出具警示函的行政监管措施。

  公告显示,思梵私募在开展私募基金业务中存在以下违规行为:

  一、委托第三方机构参与投资管理,未对合格投资者证明材料进行严格审核,有违诚实信用、谨慎勤勉义务;

  二、未按合同约定披露定期报告,信息披露存在瑕疵;

  三、未妥善保管合格投资者认定相关证明材料。

  上述行为违反了《私募投资基金监督管理暂行办法》第四条第一款、第二十四条、第二十六条的规定。

  刘汉青作为公司时任法定代表人、执行董事兼总经理,丁俊作为公司法定代表人、执行董事兼总经理,未勤勉谨慎履行相关职责与义务,对公司上述问题负有主要责任,违反了《私募投资基金监督管理暂行办法》第四条第二款的规定。

  基于上述违规行为,根据《私募投资基金监督管理暂行办法》第三十三条,浙江证监局决定对思梵私募及刘汉青、丁俊采取出具警示函的监督管理措施,并记入证券期货市场诚信档案。

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